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Compliance Analyst, Core Compliance

bwreferrals · Westport, CT · Specialized Roles
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<p><strong><span data-contrast="none">About Bridgewater</span></strong><span data-contrast="none"> </span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">Bridgewater Associates is a premier asset management firm, focused on delivering unique insight and partnership for the most sophisticated global institutional investors. </span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">Our investment process is driven by a tireless pursuit to understand how the world’s markets and economies work — using cutting-edge technology to validate and execute on timeless and universal investment principles. </span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">Founded in 1975, we are a community of independent thinkers who share a commitment to excellence. By fostering a culture of openness, transparency, and inclusion, we strive to unlock the most complex questions in investment strategy, management, and corporate culture. </span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="none">Explore more information about Bridgewater on our website </span><a href="https://www.bridgewater.com/"><span data-contrast="none"><span data-ccp-charstyle="Hyperlink">here</span></span></a><span data-contrast="none">. </span><span data-ccp-props="{}"> </span></p> <p><strong><span data-contrast="none">Our Culture</span></strong><span data-contrast="none"> </span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="auto">Our culture is anchored in excellence, meaning constant improvement, and it is deeply tied to our mission. Because markets are objective, competitive, and getting smarter everyday, we need to keep rapidly improving to have any chance of beating them. Truth is our most essential tool for engaging with the markets and constantly improving because once you know what's true about your problems and opportunities, you can determine how to get better. Valuing truth means being transparent about your decision-making and mistakes, giving and receiving feedback with humility, and fighting for the best answers over hierarchy, ego, or self-interest. Operating this way is hard – it's only possible because we build meaning in our work and relationships. This meaning comes from the audacity of the mission, and the joy of working alongside people who make you a better version of yourself. The culture, like Bridgewater itself, is always evolving. In 1997 our founder Ray Dalio wrote down his lessons, starting with a </span><a href="https://www.bridgewater.com/culture/bridgewaters-original-philosophy"><span data-contrast="none"><span data-ccp-charstyle="Hyperlink">Philosophy Statement </span></span></a><span data-contrast="auto">which remains our foundation. This later evolved into a set of 300+ Principles. In 2022, when Ray transitioned the company, we re-underwrote several of those principles and evolved others, with a specific focus on </span><a href="https://www.bridgewater.com/culture/bridgewaters-idea-meritocracy"><span data-contrast="none"><span data-ccp-charstyle="Hyperlink">Meritocracy.</span></span></a><span data-contrast="auto"> Today the culture sits, alongside our people, as our most important edge. When we get it right, it’s the engine that powers everything else.</span><span data-ccp-props="{}"> </span></p> <p><span data-contrast="auto">Explore more information about Bridgewater’s culture on our website </span><a href="https://www.bridgewater.com/principles-and-culture"><span data-contrast="none"><span data-ccp-charstyle="Hyperlink">here</span></span></a><span data-contrast="auto">.</span><span data-ccp-props="{}"> </span></p> <p><strong>About the Legal & Regulatory Group:</strong></p> <p>The Legal & Regulatory Group is responsible for partnering with Bridgewater businesses to protect the legal and regulatory interests of the firm and its clients and managing legal and regulatory risk to ensure that employees act in accordance with the highest legal and ethical standards. Our group maintains in-house expertise in many areas, including corporate, investment management, private funds, intellectual property, employment and commercial law and compliance. The team works closely with a broad range of departments within the firm and manages relationships with external counsel and regulatory consultants.</p> <p><strong>Overview of the Role:</strong></p> <p>The Compliance Analyst will be responsible for contributing to Bridgewater’s goal of excellently fulfilling regulatory obligations, with a primary focus on Bridgewater’s Core Compliance program. The Compliance Analyst will support the Senior Compliance Officer and team in efficiently and excellently administering the Core Compliance program, especially inclusive of the following workflows: compliance onboarding, conflicts of interest administration, personal trading, testing, violations processes, and training.</p> <p>In addition, the Compliance Analyst will be expected to work with the Senior Compliance Officer, Deputy CCO, Chief Compliance Officer (“CCO”) and other senior leaders on strategic initiatives and essential workstreams.  For a high achiever, this strategic work is expected to increase over time and ultimately the scope of the role will be limited only by the abilities and dedication of the person inhabiting it.</p> &l

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