Equity Trader and Research Analyst

<div class="content-intro"><p></p> <p data-olk-copy-source="MessageBody"></p> <p><strong data-olk-copy-source="MessageBody">About Allworth Financial</strong></p> <p data-olk-copy-source="MessageBody">Allworth Financial (<a href="https://nam04.safelinks.protection.outlook.com/?url=http%3A%2F%2Fwww.allworthfinancial.com%2F&data=05%7C02%7CIliana.Escobar%40allworthfinancial.com%7C2026e3688002494e93f808df0eaab575%7C1750600f3ba44b0792b0e6cf63ab59d0%7C0%7C0%7C639245798531057261%7CUnknown%7CTWFpbGZsb3d8eyJFbXB0eU1hcGkiOnRydWUsIlYiOiIwLjAuMDAwMCIsIlAiOiJXaW4zMiIsIkFOIjoiTWFpbCIsIldUIjoyfQ%3D%3D%7C0%7C%7C%7C&sdata=wcUn7TLLpjjmsIf%2F0o3IE85m3Pxdeo6ewHuXRdqNzHw%3D&reserved=0" data-auth="NotApplicable" data-linkindex="2">www.allworthfinancial.com</a>) is an independent investment advisory firm providing full-context wealth planning solutions. The firm brings together investment, tax, retirement, estate, and other financial considerations to help clients evaluate decisions in the context of their whole financial lives.</p> <p>Founded in Sacramento, California, in 1993, Allworth Financial is a high-growth, private equity-backed, multibranch registered investment adviser. Allworth is primarily a fee-based fiduciary advisory firm that emphasizes client well-being and education. The firm continues to expand through acquisitions and organic growth.</p> <p><span data-olk-copy-source="MessageBody">Allworth is a great place to work and build a career. The firm ranks among the top 15 on Barron’s Top 100 RIA Firms list, has a historical client retention rate of 97%, and is a National Business Research Institute (NBRI) Circle of Excellence Award winner. Learn more at AllworthFinancial.com.</span></p> <p></p></div><p><strong>SUMMARY:</strong></p> <p>This role has two functions: equity trading and research. This person’s equity trading role includes being part of Allworth's in-house equity team and will have discretion and decision-making authority related to trading and rebalancing modeled client portfolios. This involves exercising judgment on tax-aware gain and loss realization, cash deployment, and position trimming, within the equity team's framework.</p> <p>This person’s research role includes ongoing research for an assigned set of stocks. Coverage responsibilities include tracking fundamentals, catalysts, and relative valuation; monitoring earnings and company developments across current holdings; and screening individual names for potential inclusion in or removal from the firm's model portfolios. Research conclusions inform the portfolio managers and help shape the holdings.</p> <p><strong>DUTIES AND RESPONSIBILITIES:</strong></p> <p><strong> </strong><strong><em>Trading and Portfolio Implementation (approximately 75%)</em></strong></p> <ul> <li>Execute account-level rebalancing to target models, exercising judgment on tax-aware gain and loss realization and position trimming.</li> <li>Determine the best place to invest or raise cash according to the model, considering factors such as sector allocation and security selection.</li> <li>Review and approve tactical rebalances in the firm's portfolio management and rebalancing platform, supplementing with manual analysis where system logic falls short.</li> <li>Maintain account-level trading notes, restrictions, and goals with a high level of accuracy.</li> <li>Support onboarding of new accounts into flexible models, including documentation of tax budgets, restrictions, exclusions, and cash targets.</li> </ul> <p> </p> <p><strong><em>Equity Research (approximately 25%)</em></strong></p> <ul> <li>Cover an assigned set of sectors and industries on an ongoing basis, tracking fundamentals, catalysts, and relative valuation.</li> <li>Screen and evaluate individual names for potential inclusion in, or removal from, model portfolios.</li> <li>Monitor earnings, company news, and sector developments relevant to current holdings.</li> <li>Partner with the broader equity team on portfolio construction discussions, bringing a research perspective to trading decisions.</li> </ul> <p> </p> <p><strong>QUALIFICATIONS:</strong></p> <ul> <li>Three to seven years of experience in equity trading, portfolio implementation, or investment operations with direct trading responsibility.</li> <li>Able to demonstrate judgment in trade decision-making, beyond order entry or rules-based execution.</li> <li>Understanding of tax-aware trading considerations, including gain and loss realization, cost basis, and wash sales.</li> <li>Ability to work independently while operating within team governance.</li> <li>Familiarity with custodial platforms and RIA portfolio management and rebalancing systems is a plus.</li> <li>Experience with fundamental or sector-based equity research.</li> <li>Strong communication and collaboration skills, and comfortable working as part of a small, cross-trained team.</li> <li>Advanced Excel skills and strong attention to detail.</li> <li>Bachelor's degree in finance, economics, accounting, mathematics, or a related field, or equivalent work experience.</li> <li>Series 65 or equivalent licensing preferred, or the ability to obtain it.</li> </ul><div class="content-conclusion"><p><strong>BENEFITS</strong></p> <p>We value our associates’ time and effort. Our commitment to your success is enhanced by our competitive