<div class="content-intro"><p><span style="font-family: helvetica, arial, sans-serif;"><strong><span style="font-size: 14pt;">About Us</span></strong></span></p> <p><span style="font-family: helvetica, arial, sans-serif;">DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability to control their financial future, and that access to financial markets should not be limited by geography, wealth, or legacy systems. We are a global B2B financial technology organization dedicated to democratizing access to financial independence around the world. Our mission is realized through an API-based platform, empowering our partners to offer seamless investing and trading experiences to clients worldwide, all from their mobile devices. Our technology provides partners with a modern, extensible toolkit, enabling traditional investment workflows and innovative techniques like fractional share ownership. DriveWealth has evolved into a global platform offering trading of US equities, mutual funds, ETFs, fixed income, and options.</span></p> <p><span style="font-family: helvetica, arial, sans-serif;">There’s never been a better time to build a category-defining business and there has rarely been a team better positioned for this opportunity. Our culture blends the pace and agility of a fintech start-up with the impact, stability, and discipline of Wall Street. We encourage creativity and experimentation while ensuring institutional-grade execution and regulatory compliance in everything we do. Join us and help build the future of global investing!</span></p></div><h3><span style="font-family: helvetica, arial, sans-serif;"><strong>About the Role</strong></span></h3> <p><span style="font-family: helvetica, arial, sans-serif;">You’ll work closely with the team, market venues, and market makers, handling real-time risk monitoring and operational troubleshooting. Your role will require consistent execution of firm policies and adherence to SEC and FINRA regulations. Success in this fast-paced, high-accountability environment requires sharp critical thinking, sound judgment, and the ability to collaborate effectively with internal and external stakeholders. <br><br>This is a second-shift position designed to support 24/5 global trading operations, offering flexible trading hours and shift schedules. The role is based in Chicago on a hybrid schedule, working from <strong>11:00 AM to 7:00 PM CT</strong>.<br></span></p> <h3><span style="font-family: helvetica, arial, sans-serif;"><strong>What You’ll Do</strong></span></h3> <ul> <li><span style="font-family: helvetica, arial, sans-serif;">Execute Written Supervisory Procedures (WSPs) to ensure compliance with SEC and FINRA regulations. (e.g., SEC 15c3-5 Market Access Rule & FINRA Rule 5310 Best Execution and Interpositioning)</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Monitor equity trading systems, algorithmic controls, and alert frameworks for signs of disorderly trading</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Escalate issues as needed across trading desks, support, business management, and second-line risk functions</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Support trade operations across asset classes (equities, options, Fixed Income) globally</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Conduct daily real-time monitoring of our proprietary order management systems and; escalate and coordinate responses to disruptions and provide solutions</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Provide client-facing support for FIX connectivity, including session monitoring, root cause analysis, and post-mortems</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Coordinate technical onboarding for institutional clients, including FIX config, OMS/EMS integrations, and production testing</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Resolve trade discrepancies, manage post-trade allocations, and oversee operational risk events related to client order flow</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Support projects tied to internal OMS migration, risk reduction, and trading platform modernization<br></span></li> </ul> <h3><span style="font-family: helvetica, arial, sans-serif;"><strong>You Bring</strong></span></h3> <ul> <li><span style="font-family: helvetica, arial, sans-serif;">3 - 5 years of experience in broker-dealer operations or electronic trading support, ideally across global markets</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">FINRA Series 7, 57, and 63 licenses (required)</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Understanding of brokerage operations, electronic execution workflows, and trading infrastructure</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Understanding of brokerage operations, trading systems, and electronic execution workflows</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Hands-on experience with FIX protocol, algo trading controls, and client</span></li> <li><span style="font-family: helvetica, arial, sans-serif;">Excel, SQL, an