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Senior Compliance Manager

fuku · Hong Kong, Hong Kong
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Senior Compliance Manager About our client: - Top Chinese Asset Management Institution Location: - Hong Kong Responsibilities: - Serve as a hands-on investment compliance professional within a Compliance team of 6 members - Conduct pre-trade and post-trade reviews using Bloomberg AIM - Code compliance rules in Bloomberg AIM - Maintain and update investment compliance policies - Provide investment compliance advice to investment teams - Perform general compliance tasks as required Pre-requisites: - Bachelor’s degree or above from a reputable university; Master’s degree is preferable - 3-8 years of solid experience in investment compliance, with hands-on experience in Bloomberg AIM - Experience in a well-established asset management firm is preferable - Familiarity with relevant regulatory requirements, including the Fund Manager Code of Conduct, UT Code, MPF regulations, etc. - Strong understanding of the asset management business - Good knowledge of SFC authorized funds, UCITs, Cayman SPC, etc. - Proficient in English and Chinese (including Mandarin)

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